Fifth Circuit Upholds FDA’s 2021 PMTA Rule, Citing Statutory Health-Study Requirements

Feb.27
Fifth Circuit Upholds FDA’s 2021 PMTA Rule, Citing Statutory Health-Study Requirements
A Fifth Circuit panel upheld the U.S. Food and Drug Administration’s 2021 final rule requiring companies seeking premarket authorization for new tobacco products to include information on health-risk investigations. In a published opinion, the court found FDA satisfied the Regulatory Flexibility Act’s procedural requirements and reasonably relied on the economic analysis from the 2016 “deeming rule” as a factual basis to certify limited impact on small businesses.

Key Takeaways

 

  • The Fifth Circuit upheld FDA’s 2021 PMTA rule on Feb. 26, 2026.
  • The court said FDA made a reasonable, good-faith effort to meet the RFA’s procedural requirements.
  • The panel found the 2016 “deeming rule” cost assessment supported FDA’s certification on small-entity impact.
  • The court said PMTA disclosure of health-risk investigation information is mandated by the Tobacco Control Act.
  • The case is Kealani Distribution LLC et al. v. Food & Drug Administration et al., No. 25-40135.

 


 

2Firsts, February 27, 2026

 

According to Law360, the U.S. Court of Appeals for the Fifth Circuit affirmed that the U.S. Food and Drug Administration complied with the law when it issued a 2021 rule requiring companies seeking premarket authorization of new tobacco products to investigate and disclose information about the product’s health effects.

 

In a published opinion, the three-judge panel held that FDA met its obligations under the Regulatory Flexibility Act (RFA) to certify that the 2021 final regulation would not have a significant economic impact on a substantial number of small entities. The unanimous decision concluded that FDA made a reasonable, good-faith effort to comply with the RFA’s procedural requirements and affirmed a trial court’s February 2025 grant of summary judgment to the agency.

 

The plaintiffs — a group of e-liquid manufacturers and the trade group United States Vaping Association — argued that the 2021 rule improperly relied on an economic analysis conducted for a prior 2016 “deeming rule” governing premarket tobacco product authorizations. The court found the 2016 cost assessment provided an adequate factual basis for FDA’s certification regarding the 2021 final PMTA rule.

 

The plaintiffs also contended FDA failed to consider less onerous requirements. The Fifth Circuit rejected that argument, finding that several requirements described as burdensome — including the obligation that applicants submit information about the potential dangers and benefits of their products — were mandated by the Tobacco Control Act. The court held that the requirement for an applicant to include all known information concerning health-risk investigations in a PMTA is imposed by statute, and FDA cannot dispense with a congressional mandate through regulation.

 

The lawsuit, filed in October 2022, alleged that many in the industry spent significant money attempting to comply with what they called FDA’s burdensome requirements, only to have applications rejected. The court’s decision left intact the challenged rule.

 

The case is Kealani Distribution LLC et al. v. Food & Drug Administration et al., case number 25-40135, in the U.S. Court of Appeals for the Fifth Circuit.

 

Image Source: Law360

 

We welcome news tips, article submissions, interview requests, or comments on this piece.

Please contact us at info@2firsts.com, or reach out to Alan Zhao, CEO of 2Firsts, on LinkedIn


Notice

1.  This article is intended solely for professional research purposes related to industry, technology, and policy. Any references to brands or products are made purely for objective description and do not constitute any form of endorsement, recommendation, or promotion by 2Firsts.

2.  The use of nicotine-containing products — including, but not limited to, cigarettes, e-cigarettes, nicotine pouchand heated tobacco products — carries significant health risks. Users are responsible for complying with all applicable laws and regulations in their respective jurisdictions.

3.  This article is not intended to serve as the basis for any investment decisions or financial advice. 2Firsts assumes no direct or indirect liability for any inaccuracies or errors in the content.

4.  Access to this article is strictly prohibited for individuals below the legal age in their jurisdiction.

 

Copyright

 

This article is either an original work created by 2Firsts or a reproduction from third-party sources with proper attribution. All copyrights and usage rights belong to 2Firsts or the original content provider. Unauthorized reproduction, distribution, or any other form of unauthorized use by any individual or organization is strictly prohibited. Violators will be held legally accountable.

For copyright-related inquiries, please contact: info@2firsts.com

 

AI Assistance Disclaimer

 

This article may have been enhanced using AI tools to improve translation and editorial efficiency. However, due to technical limitations, inaccuracies may occur. Readers are encouraged to refer to the cited sources for the most accurate information.

We welcome any corrections or feedback. Please contact us at: info@2firsts.com

Russian Lawmaker Says Bill on Full Vape Sales Ban Is Before State Duma
Russian Lawmaker Says Bill on Full Vape Sales Ban Is Before State Duma
Yaroslav Nilov, chair of the State Duma Committee on Labour, Social Policy and Veterans’ Affairs, said a bill proposing a full ban on vape sales is currently before the State Duma, though no final decision has yet been made. He said the initiative has been signed by representatives of almost all factions and noted that support for a full ban has also been voiced at the regional governor level. Nilov also said vape use in Russia is increasing while the age of consumers is declining.
Mar.12 by 2FIRSTS.ai
UK Vape Waste Falls 23% From 2024, but Recycling Group Says Fire Risks Remain High
UK Vape Waste Falls 23% From 2024, but Recycling Group Says Fire Risks Remain High
New research from UK recycling campaign group Material Focus says more than 6.3 million vapes and pods are still thrown away each week in the UK. The figure is down 23% from 8.2 million in 2024, which the group said suggests the June 2025 single-use vape ban has helped reduce waste, but it warned that the current level still represents a major waste of valuable materials and a significant fire risk.
Mar.27 by 2FIRSTS.ai
China’s tobacco regulator names Yao Laiying as top leader
China’s tobacco regulator names Yao Laiying as top leader
China’s tobacco regulator has undergone a top leadership change, according to an official announcement on March 20.
Mar.20
Ireland’s 2026 amendment bill to regulate nicotine pouches and tighten rules on vaping products
Ireland’s 2026 amendment bill to regulate nicotine pouches and tighten rules on vaping products
The Irish government has approved the publication of the Public Health (Tobacco Products and Nicotine Inhaling Products) (Amendment) Bill 2026. The bill would ban the sale of nicotine consumption products such as nicotine pouches to those under 18 and further regulate nicotine vaping products.
Mar.05 by 2FIRSTS.ai
JT Delivers Record FY2025 Results as RRP Accelerates and Ploom Expands Globally
JT Delivers Record FY2025 Results as RRP Accelerates and Ploom Expands Globally
JT reported record FY2025 revenue and adjusted operating profit, supported by combustible resilience and accelerating reduced-risk product growth. Heated tobacco volumes surged, led by Ploom. The group confirmed a major three-year RRP investment plan and projected further growth in 2026.
Feb.12
Tennessee House Advances Bill to Direct Vape Tax Revenue to Youth Nicotine Prevention
Tennessee House Advances Bill to Direct Vape Tax Revenue to Youth Nicotine Prevention
The Tennessee House of Representatives advanced legislation this week aimed at curbing underage use of vapor products. House Bill 2360 would allocate 30% of tax revenue from vapor products to counties to support youth nicotine prevention programs across the state.
Mar.23 by 2FIRSTS.ai